Committed to excellence
COMPLIANCE SERVICES
Ensuring Compliance with the Relevant Legislation and Guidelines in Mauritius and Internationally
We monitor and implement compliance frameworks that align with Mauritian laws as well as international standards, ensuring that your business operates within legal and regulatory boundaries at all times.
Establishing and Managing Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT) Controls, Procedures and Manuals
Our experts design and implement AML/CFT policies tailored to your business, including staff training and detailed operational manuals, helping you mitigate financial crime risks effectively.
Conducting Customer Due Diligence, Sanction Screening and Ongoing Monitoring
We perform rigorous customer due diligence (CDD), sanction list checks, and continuous monitoring of client activity to safeguard your business against reputational, regulatory, and financial risks.
Risk Assessment, Management and Monitoring
We identify, assess, and manage regulatory and operational risks, putting in place systems and processes to continuously monitor and reduce potential exposures.
Assisting on Corporate Governance
Our compliance team provides guidance on governance best practices, including board structures, responsibilities, and decision-making processes to ensure transparency and accountability.
Conducting Compliance Reviews and Assurance Testing
We perform independent compliance reviews and assurance testing to assess the effectiveness of internal controls and identify areas for improvement before regulators do.
Guaranteeing Regular Independent Audit and Coordinating the Procedure
We arrange and coordinate independent compliance audits, liaising with auditors and management to ensure the process is smooth and delivers optimal results.
Arranging for Filing Required with the Government Authorities
We ensure timely and accurate submission of statutory and regulatory filings to government bodies, avoiding penalties and maintaining full compliance.
Assessing and Reporting for Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) Requirements
Our specialists handle FATCA and CRS compliance by conducting assessments, preparing reports, and ensuring that financial institutions meet global tax transparency obligations.
Providing Data Protection Compliance Assessments for General Data Protection Regulation (GDPR) and Other Requirements
We review data handling practices to ensure compliance with GDPR and other data protection regulations, safeguarding client confidentiality and preventing legal breaches.
Conducting Compliance Audit
We carry out thorough compliance audits to evaluate whether policies, procedures, and controls are effective, providing actionable recommendations to strengthen your compliance framework.